SEC Form 4 · accession 0001225208-17-002352
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Hurlbut
Officer — Vice President and Controller
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 607 | $47.76 | A | 8,945 | D | |
| Common Stock | Feb 1, 2017 | S | 607 | $118.26 | D | 8,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy, granted 2010)F1 | $47.76 | Feb 1, 2017 | M | 607 | D | Jan 29, 2014 | Jan 28, 2020 | Common Stock | 607 | 1,243 | D |
Explanation of responses
- F1Reflects exercise and resulting cancellation of stock option exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).