SEC Form 4 · accession 0001225208-16-041290
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marta R Stewart
Officer — EVP-Finance and CFO
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | S | 2,023 | $94.10 | D | 7,824 | I | By Revocable Trust |
| Common Stock | holding | — | — | — | 12,127 | D | ||
| Common StockF1 | holding | — | — | — | 2,803 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 17,966 | I | By GRATs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of November 7, 2016, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.