SEC Form 4 · accession 0001225208-16-038112
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Hurlbut
Officer — Vice President and Controller
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | M | 1,017 | $38.705 | A | 12,597 | D | |
| Common Stock | Aug 17, 2016 | S | 1,017 | $89.3001 | D | 11,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy, granted 2009)F1 | $38.705 | Aug 17, 2016 | M | 1,017 | D | Jan 29, 2013 | Jan 28, 2019 | Common Stock | 1,017 | 0 | D |
Explanation of responses
- F1Reflects exercise and resulting cancellation of stock option exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).