SEC Form 4 · accession 0001225208-15-003130
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah H Butler
Officer — Exec. V.P.- Planning & CIO
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | G | 281 | $0.00 | D | 58,983 | D | |
| Common StockF2 | holding | — | — | — | 1,385 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,843 | I | By GRATs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 4,843 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
- F2Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 4, 2015, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.