SEC Form 4 · accession 0001225208-15-002643
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia C Earhart
Officer — Exec. VP - Administration
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | M | 1,250 | $0.00 | A | 3,272 | D | |
| Common Stock | Jan 29, 2015 | F | 414 | $102.9899 | D | 2,858 | D | |
| Common Stock | holding | — | — | — | 49,028 | I | By Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 29, 2015 | M | 1,250 | D | Jan 29, 2015 | Jan 29, 2015 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Represents shares earned by the reporting person that were originally granted as restricted stock units on January 29, 2010, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).