SEC Form 4 · accession 0001140361-16-060063
Bath & Body Works, Inc. · BBWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Leslie H. Wexner
Officer — Chairman and CEO · Director · 10% Owner
Abigail S Wexner
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Mar 31, 2016 | M | 116,802 | $17.2759 | A | 16,071,173 | D | |
| Common StockF3,F4,F9 | Mar 31, 2016 | A | 1,503 | $87.81 | A | 10,015,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F5,F6,F7,F2,F3 | $17.2759 | Mar 31, 2016 | M | 116,802 | D | — | Mar 31, 2016 | Common Stock | 116,802 | 0 | D |
| Stock option (right to buy)F7,F2,F3,F11 | $87.81 | Mar 31, 2016 | A | 27,332 | A | — | Mar 31, 2026 | Common Stock | 27,332 | 27,332 | D |
Explanation of responses
- F1Stock option exercised by Leslie H. Wexner ("Mr. Wexner").
- F10Stock option granted to Mr. Wexner.
- F11The option vests in installments as follows: 3/31/2018 - 5,466 shares; 3/31/2019 - 5,466 shares; 3/31/2020 - 8,200 shares; and 3/31/2021 - 8,200 shares, subject to earlier forfeiture or acceleration.
- F2Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner.
- F3Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.
- F4See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner.
- F5Reflects adjustments from antidilution etc. pursuant to the Issuer's stock plan.
- F6The Issuer originally granted 82,500 stock options to Mr. Wexner with an exercise price of $24.46 per share pursuant to the Issuer's stock plan. The options vested in original installments as follows: 3/31/07 - 20,625 shares; 3/31/08 - 20,625 shares; 3/31/09 - 20,625 shares; and 3/31/10 - 20,625 shares.
- F7Not applicable.
- F8Non-employee director fees paid in stock to Mrs. Wexner.
- F9Owned by Mrs. Wexner directly. Owned by Mr. Wexner indirectly, through Mrs. Wexner.
Remarks
Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference.