SEC Form 4 · accession 0001375088-15-000001
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam C Vandervoort
Officer — Corp.VP, General Counsel & Sec
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | M | 3,300 | $7.11 | A | 4,990 | D | |
| Common StockF1 | Jan 20, 2015 | D | 3,300 | $13.77 | D | 1,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $7.11 | Jan 20, 2015 | M | 3,300 | D | Apr 25, 2012 | Aug 10, 2016 | Common Stock | 3,300 | 0 | D |
Explanation of responses
- F1Adjusted for the 10% stock dividend paid on February 17, 2012.