SEC Form 4 · accession 0001213777-18-000017
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Graber
Officer — Chief Life Annuity Actuary SVP · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 7, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 3,155 | $9.09 | A | 58,637 | D | |
| Common Stock | Sep 4, 2018 | S | 3,155 | $35.50 | D | 55,482 | D | |
| Common Stock | Sep 5, 2018 | M | 1,000 | $9.09 | A | 56,482 | D | |
| Common Stock | Sep 5, 2018 | S | 1,000 | $35.50 | D | 55,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.09 | Sep 4, 2018 | M | 3,155 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 3,155 | 13,128 | D |
| Employee Stock Option (Right to Buy) | $9.09 | Sep 5, 2018 | M | 1,000 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 1,000 | 12,128 | D |