SEC Form 4 · accession 0001213777-18-000011
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Graber
Officer — Chief Life Annuity Actuary SVP · Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 757 | $9.09 | A | 56,239 | D | |
| Common Stock | Aug 21, 2018 | S | 757 | $36.50 | D | 55,482 | D | |
| Common Stock | Aug 22, 2018 | M | 104 | $9.09 | A | 55,586 | D | |
| Common Stock | Aug 22, 2018 | S | 104 | $36.25 | D | 55,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.09 | Aug 21, 2018 | M | 757 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 757 | 16,688 | D |
| Employee Stock Option (Right to Buy) | $9.09 | Aug 22, 2018 | M | 104 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 104 | 16,584 | D |