SEC Form 4/A · accession 0001144204-18-044985
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Larry Graber
Officer — Chief Life Annuity Actuary SVP · Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 900 | $9.09 | A | 56,382 | D | |
| Common Stock | Aug 13, 2018 | S | 900 | $37.01 | D | 55,482 | D | |
| Common Stock | Aug 14, 2018 | M | 2,347 | $9.09 | A | 57,829 | D | |
| Common Stock | Aug 14, 2018 | S | 2,347 | $37.39 | D | 55,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.09 | Aug 13, 2018 | M | 900 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 900 | 23,600 | D |
| Employee Stock Option (Right to Buy) | $9.09 | Aug 14, 2018 | M | 2,347 | D | Jan 5, 2013 | Jan 4, 2019 | Common Stock | 2,347 | 21,253 | D |