SEC Form 4 · accession 0001144204-17-049043
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Kettig
Officer — COO & EVP · Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 11,000 | $7.11 | A | 11,000 | D | |
| Common Stock | Sep 19, 2017 | D | 11,000 | $24.45 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $7.11 | Sep 19, 2017 | M | 11,000 | D | Apr 2, 2012 | Mar 16, 2018 | Common Stock | 11,000 | 0 | D |