SEC Form 4 · accession 0001060435-16-000005
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald I Simon
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | A | 2,475 | $0.00 | A | 10,475 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | By Simon Family Trust | |
| Common StockF2 | holding | — | — | — | 2,000 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units that provide for the acquisition of purely stock issued to the reporting person under the Independence Holding Company 2016 Stock Incentive Plan. The restricted stock units vest ratably over three years after the date of grant.
- F2The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.