SEC Form 4 · accession 0001504094-17-000019
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walden C Rhines
Officer — Chairman and CEO · Director
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | D | 199,750 | $37.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $15.96 | Mar 30, 2017 | D | 6,265 | D | Oct 9, 2011 | Oct 9, 2017 | Common Stock | 6,265 | 0 | D |
| Stock Options | $5.17 | Mar 30, 2017 | D | 380,656 | D | Dec 11, 2012 | Dec 11, 2018 | Common Stock | 380,656 | 0 | D |
| Stock Options | $8.91 | Mar 30, 2017 | D | 188,777 | D | Dec 22, 2013 | Dec 22, 2019 | Common Stock | 188,777 | 0 | D |
| Stock Options | $10.35 | Mar 30, 2017 | D | 33,543 | D | Sep 15, 2014 | Sep 15, 2020 | Common Stock | 33,543 | 0 | D |
| Stock Options | $10.63 | Mar 30, 2017 | D | 208,412 | D | Sep 14, 2015 | Sep 14, 2021 | Common Stock | 208,412 | 0 | D |
| Stock Options | $17.02 | Mar 30, 2017 | D | 208,795 | D | Sep 12, 2016 | Sep 12, 2022 | Common Stock | 208,795 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 19,138 | D | Mar 30, 2017 | Sep 11, 2017 | Common Stock | 19,138 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 39,593 | D | Mar 30, 2017 | Sep 10, 2018 | Common Stock | 39,593 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 58,547 | D | Mar 30, 2017 | Sep 9, 2019 | Common Stock | 58,547 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 80,279 | D | Mar 30, 2017 | Sep 7, 2020 | Common Stock | 80,279 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 102,941 | D | Mar 30, 2017 | Sep 10, 2017 | Common Stock | 102,941 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 101,481 | D | Mar 30, 2017 | Sep 9, 2018 | Common Stock | 101,481 | 0 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Mar 30, 2017 | A | 80,279 | A | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 80,279 | 80,279 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 80,279 | D | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 80,279 | 0 | D |
Explanation of responses
- F1The acquisition of Performance-Based Restricted Stock Units is reported as a result of the deemed satisfaction of the performance goal at 100% of target effective as of the completion of the merger of the issuer with a subsidiary of Siemens Industry, Inc.