SEC Form 4 · accession 0001504094-17-000017
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Freed
Officer — Vice President
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | D | 71,940 | $37.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.17 | Mar 30, 2017 | D | 11,439 | D | Dec 11, 2012 | Dec 11, 2018 | Common Stock | 11,439 | 0 | D |
| Stock Options | $8.91 | Mar 30, 2017 | D | 12,650 | D | Dec 22, 2013 | Dec 22, 2019 | Common Stock | 12,650 | 0 | D |
| Stock Options | $10.35 | Mar 30, 2017 | D | 22,361 | D | Sep 15, 2014 | Sep 15, 2020 | Common Stock | 22,361 | 0 | D |
| Stock Options | $10.63 | Mar 30, 2017 | D | 23,156 | D | Sep 14, 2015 | Sep 14, 2021 | Common Stock | 23,156 | 0 | D |
| Stock Options | $17.02 | Mar 30, 2017 | D | 27,839 | D | Sep 12, 2016 | Sep 12, 2022 | Common Stock | 27,839 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 2,187 | D | Mar 30, 2017 | Sep 11, 2017 | Common Stock | 2,187 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 4,525 | D | Mar 30, 2017 | Sep 10, 2018 | Common Stock | 4,525 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 7,506 | D | Mar 30, 2017 | Sep 9, 2019 | Common Stock | 7,506 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 10,292 | D | Mar 30, 2017 | Sep 7, 2020 | Common Stock | 10,292 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 11,764 | D | Mar 30, 2017 | Sep 10, 2017 | Common Stock | 11,764 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 13,010 | D | Mar 30, 2017 | Sep 9, 2018 | Common Stock | 13,010 | 0 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Mar 30, 2017 | A | 10,292 | A | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 10,292 | 10,292 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 10,292 | D | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 10,292 | 0 | D |
Explanation of responses
- F1The acquisition of Performance-Based Restricted Stock Units is reported as a result of the deemed satisfaction of the performance goal at 100% of target effective as of the completion of the merger of the issuer with a subsidiary of Siemens Industry, Inc.