SEC Form 4 · accession 0001504094-17-000016
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ellow
Officer — Senior Vice President
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | D | 29,170 | $37.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 1,175 | D | Mar 30, 2017 | Jun 11, 2018 | Common Stock | 1,175 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 7,353 | D | Mar 30, 2017 | Sep 10, 2018 | Common Stock | 7,353 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 19,117 | D | Mar 30, 2017 | Sep 10, 2017 | Common Stock | 19,117 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 22,117 | D | Mar 30, 2017 | Sep 9, 2018 | Common Stock | 22,117 | 0 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Mar 30, 2017 | A | 20,584 | A | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 20,584 | 20,584 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 20,584 | D | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 20,584 | 0 | D |
Explanation of responses
- F1The acquisition of Performance-Based Restricted Stock Units is reported as a result of the deemed satisfaction of the performance goal at 100% of target effective as of the completion of the merger of the issuer with a subsidiary of Siemens Industry, Inc.