SEC Form 4 · accession 0001504094-17-000015
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Derrick
Officer — Vice President
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | D | 122,701 | $37.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $15.96 | Mar 30, 2017 | D | 7,633 | D | Oct 9, 2011 | Oct 9, 2017 | Common Stock | 7,633 | 0 | D |
| Stock Options | $5.17 | Mar 30, 2017 | D | 12,348 | D | Dec 11, 2012 | Dec 11, 2018 | Common Stock | 12,348 | 0 | D |
| Stock Options | $8.91 | Mar 30, 2017 | D | 9,448 | D | Dec 22, 2013 | Dec 22, 2019 | Common Stock | 9,448 | 0 | D |
| Stock Options | $10.35 | Mar 30, 2017 | D | 22,361 | D | Sep 15, 2014 | Sep 15, 2020 | Common Stock | 22,361 | 0 | D |
| Stock Options | $10.63 | Mar 30, 2017 | D | 32,419 | D | Sep 14, 2015 | Sep 14, 2021 | Common Stock | 32,419 | 0 | D |
| Stock Options | $17.02 | Mar 30, 2017 | D | 34,799 | D | Sep 12, 2016 | Sep 12, 2022 | Common Stock | 34,799 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 3,008 | D | Mar 30, 2017 | Sep 11, 2017 | Common Stock | 3,008 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 6,222 | D | Mar 30, 2017 | Sep 10, 2018 | Common Stock | 6,222 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 9,758 | D | Mar 30, 2017 | Sep 9, 2019 | Common Stock | 9,758 | 0 | D |
| Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 13,379 | D | Mar 30, 2017 | Sep 7, 2020 | Common Stock | 13,379 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 16,176 | D | Mar 30, 2017 | Sep 10, 2017 | Common Stock | 16,176 | 0 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 16,913 | D | Mar 30, 2017 | Sep 9, 2018 | Common Stock | 16,913 | 0 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Mar 30, 2017 | A | 13,379 | A | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 13,379 | 13,379 | D |
| Performance-Based Restricted Stock Units | $0.00 | Mar 30, 2017 | D | 13,379 | D | Mar 30, 2017 | Sep 7, 2019 | Common Stock | 13,379 | 0 | D |
Explanation of responses
- F1The acquisition of Performance-Based Restricted Stock Units is reported as a result of the deemed satisfaction of the performance goal at 100% of target effective as of the completion of the merger of the issuer with a subsidiary of Siemens Industry, Inc.