SEC Form 4 · accession 0001504094-16-000075
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ellow
Officer — Senior Vice President
Period of report
Dec 28, 2016
Accepted (ET)
Dec 29, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | M | 12,760 | $0.00 | A | 22,363 | D | |
| Common Stock | Dec 28, 2016 | F | 4,796 | $36.87 | D | 17,567 | D | |
| Common Stock | Dec 28, 2016 | M | 20,584 | $0.00 | A | 38,151 | D | |
| Common Stock | Dec 28, 2016 | F | 9,452 | $36.87 | D | 28,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 28, 2016 | M | 12,760 | D | Dec 27, 2016 | — | Common Stock | 12,760 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 28, 2016 | M | 20,584 | D | Dec 27, 2016 | — | Common Stock | 20,584 | 0 | D |
Explanation of responses
- F1The vesting of these RSUs was accelerated to resolve potential issues relating to Section 280G and Section 4999 of the Internal Revenue Code arising from the proposed Siemens merger transaction.
- F2No expiration date applies.