SEC Form 4 · accession 0001504094-16-000071
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walden C Rhines
Officer — Chairman and CEO · Director
Period of report
Sep 10, 2016
Accepted (ET)
Sep 12, 2016 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2016 | M | 22,033 | $0.00 | A | 238,194 | D | |
| Common Stock | Sep 12, 2016 | F | 11,226 | $23.51 | D | 226,968 | D | |
| Common Stock | Sep 11, 2016 | M | 19,138 | $0.00 | A | 246,106 | D | |
| Common Stock | Sep 11, 2016 | F | 9,751 | $23.51 | D | 236,355 | D | |
| Common Stock | Sep 10, 2016 | M | 19,796 | $0.00 | A | 256,151 | D | |
| Common Stock | Sep 10, 2016 | F | 10,087 | $23.51 | D | 246,064 | D | |
| Common Stock | Sep 11, 2016 | M | 91,862 | $0.00 | A | 337,926 | D | |
| Common Stock | Sep 11, 2016 | F | 43,612 | $23.51 | D | 294,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 12, 2016 | M | 22,033 | D | Sep 12, 2016 | — | Common Stock | 22,033 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 19,138 | D | Sep 11, 2016 | — | Common Stock | 19,138 | 19,138 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 10, 2016 | M | 19,796 | D | Sep 10, 2016 | — | Common Stock | 19,796 | 39,593 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 91,862 | D | Sep 11, 2016 | — | Common Stock | 91,862 | 0 | D |
Explanation of responses
- F1No expiration date applies.