SEC Form 4 · accession 0001504094-16-000069
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Freed
Officer — Vice President
Period of report
Sep 10, 2016
Accepted (ET)
Sep 12, 2016 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2016 | M | 2,938 | $0.00 | A | 66,605 | D | |
| Common Stock | Sep 12, 2016 | F | 1,068 | $23.51 | D | 65,537 | D | |
| Common Stock | Sep 11, 2016 | M | 2,187 | $0.00 | A | 67,724 | D | |
| Common Stock | Sep 11, 2016 | F | 795 | $23.51 | D | 66,929 | D | |
| Common Stock | Sep 10, 2016 | M | 2,262 | $0.00 | A | 69,191 | D | |
| Common Stock | Sep 10, 2016 | F | 823 | $23.51 | D | 68,368 | D | |
| Common Stock | Sep 11, 2016 | M | 10,498 | $0.00 | A | 78,866 | D | |
| Common Stock | Sep 11, 2016 | F | 3,817 | $23.51 | D | 75,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 12, 2016 | M | 2,938 | D | Sep 12, 2016 | — | Common Stock | 2,938 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 2,187 | D | Sep 11, 2016 | — | Common Stock | 2,187 | 2,187 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 10, 2016 | M | 2,262 | D | Sep 10, 2016 | — | Common Stock | 2,262 | 4,525 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 10,498 | D | Sep 11, 2016 | — | Common Stock | 10,498 | 0 | D |
Explanation of responses
- F1No expiration date applies.