SEC Form 4 · accession 0001504094-16-000067
MENTOR GRAPHICS CORP · MENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Derrick
Officer — Vice President
Period of report
Sep 10, 2016
Accepted (ET)
Sep 12, 2016 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2016 | M | 3,672 | $0.00 | A | 102,062 | D | |
| Common Stock | Sep 12, 2016 | F | 1,335 | $23.51 | D | 100,727 | D | |
| Common Stock | Sep 11, 2016 | M | 3,007 | $0.00 | A | 103,734 | D | |
| Common Stock | Sep 11, 2016 | F | 1,094 | $23.51 | D | 102,640 | D | |
| Common Stock | Sep 10, 2016 | M | 3,111 | $0.00 | A | 105,751 | D | |
| Common Stock | Sep 10, 2016 | F | 1,131 | $23.51 | D | 104,620 | D | |
| Common Stock | Sep 11, 2016 | M | 14,435 | $0.00 | A | 119,055 | D | |
| Common Stock | Sep 11, 2016 | F | 5,248 | $23.51 | D | 113,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 12, 2016 | M | 3,672 | D | Sep 12, 2016 | — | Common Stock | 3,672 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 3,007 | D | Sep 11, 2016 | — | Common Stock | 3,007 | 3,008 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 10, 2016 | M | 3,111 | D | Sep 10, 2016 | — | Common Stock | 3,111 | 6,222 | D |
| Performance-Based Restricted Stock UnitsF1 | $0.00 | Sep 11, 2016 | M | 14,435 | D | Sep 11, 2016 | — | Common Stock | 14,435 | 0 | D |
Explanation of responses
- F1No expiration date applies.