SEC Form 4 · accession 0000070145-17-000018
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Ackerman
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | G | 26,000 | $0.00 | D | 395,504 | D | |
| Common StockF1 | Mar 13, 2017 | S | 40,578 | $60.165 | D | 354,926 | D | |
| Common Stock | Jan 19, 2017 | G | 4,710 | $0.00 | D | 4,710 | I | By Grantor Retained Annuity Trust |
| Common Stock | Jan 27, 2017 | G | 226 | $0.00 | D | 4,484 | I | By Grantor Retained Annuity Trust |
| Common Stock | Feb 6, 2017 | G | 4,484 | $0.00 | D | 0 | I | By Grantor Retained Annuity Trust |
| Common StockF2 | Mar 13, 2017 | S | 40,792 | $60.168 | D | 52,458 | I | By Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 68,250 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Wife, Trust for Mother | |
| Common Stock | holding | — | — | — | 135,371 | I | By Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By Grantor Retained Annuity Trust | |
| Common StockF3 | holding | — | — | — | 8,991 | I | Wife, Trust for Sister |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3These shares are held in a trust for the benefit of a sister-in-law of the reporting person. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.