SEC Form 4 · accession 0000070145-16-000182
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Smith
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | A | 1,754 | $0.00 | A | 186,095 | D | |
| Common StockF1 | Dec 7, 2016 | F | 736 | $56.905 | D | 185,359 | D | |
| Common Stock | holding | — | — | — | 51,902 | I | Held by Spouse | |
| Common StockF2 | holding | — | — | — | 17,822 | I | 401k Trust | |
| Common StockF3 | holding | — | — | — | 1,867 | I | ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 7, 2016, the reporting person had 736 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.
- F2The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 5, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
- F3The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of December 5, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.