SEC Form 5 · accession 0000070145-16-000168
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna L DeCarolis
Officer — VP Business Development
Period of report
Sep 30, 2016
Accepted (ET)
Oct 27, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 27, 2016 | G | 91 | $0.00 | D | 48,791 | D | |
| Common stock | Aug 17, 2016 | G | 83 | $0.00 | D | 48,708 | D | |
| Common stockF1 | holding | — | — | — | 16,900 | I | 401k Trust | |
| Common stockF2 | holding | — | — | — | 225 | I | ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of October 26, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
- F2The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of October 26, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.