SEC Form 4 · accession 0000070145-16-000105
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Smith
Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 17, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 138 | $49.615 | A | 172,327 | D | |
| Common Stock | holding | — | — | — | 51,902 | I | Held by Spouse | |
| Common StockF2 | holding | — | — | — | 17,443 | I | 401k Trust | |
| Common StockF3 | holding | — | — | — | 1,856 | I | ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through pro-rated quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan, covering the period beginning March 11, 2016 (the first day following expiration of the Director Services Agreement between the reporting person and National Fuel Gas Company) and ending March 31, 2016.
- F2The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of March 16, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
- F3The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of March 16, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.