SEC Form 5 · accession 0000070145-15-000052
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Smith
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 5, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 18, 2015 | G | 925 | $0.00 | D | 162,189 | D | |
| Common stockF1 | Sep 30, 2015 | J | 596 | $0.00 | A | 17,156 | I | 401k Trust |
| Common stockF2 | Sep 30, 2015 | J | 17 | $0.00 | A | 1,848 | I | ESOP Trust |
| Common stock | holding | — | — | — | 51,902 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Routine acquisitions under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.
- F2Routine acquisitions under the NFG ESOP Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.