SEC Form 4 · accession 0000070145-15-000028
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew D Cabell
Officer — President-Seneca Resources
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 25,000 | $39.50 | A | 117,454 | D | |
| Common StockF1 | May 6, 2015 | S | 25,000 | $63.454 | D | 92,454 | D | |
| Common Stock | May 7, 2015 | M | 20,000 | $39.50 | A | 112,454 | D | |
| Common StockF2 | May 7, 2015 | S | 20,000 | $63.636 | D | 92,454 | D | |
| Common StockF3 | May 7, 2015 | J | 78 | $0.00 | A | 2,258 | I | 401k Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $39.50 | May 6, 2015 | M | 25,000 | D | Dec 11, 2009 | Dec 11, 2016 | Common Stock | 25,000 | 20,000 | D |
| Employee Stock Option (Right to Buy) | $39.50 | May 7, 2015 | M | 20,000 | D | Dec 11, 2009 | Dec 11, 2016 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.46 to $63.50, inclusive. The reporting person undertakes to provide National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.59 to $63.75, inclusive. The reporting person undertakes to provide National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Routine acquisition under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.