SEC Form 4 · accession 0000070145-15-000015
NATIONAL FUEL GAS CO · NFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Pustulka
Officer — President - NFG Supply Corp.
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 35,000 | $28.155 | A | 71,738 | D | |
| Common StockF1 | Mar 10, 2015 | S | 25,000 | $60.52 | D | 46,738 | D | |
| Common StockF2 | Mar 10, 2015 | J | 328 | $0.00 | A | 17,940 | I | 401k Trust |
| Common StockF3 | Mar 10, 2015 | J | 43 | $0.00 | A | 3,773 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $28.155 | Mar 10, 2015 | M | 35,000 | D | Jun 29, 2005 | Mar 30, 2015 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.14 to $60.87, inclusive. The reporting person undertakes to provide National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2Routine acquisition under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.
- F3Routine acquisition under the NFG ESOP Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.