SEC Form 4 · accession 0000701374-18-000198
Six Flags Entertainment Corp · SIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance C Balk
Officer — Exec. VP and General Counsel
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.025 per share | Jun 20, 2018 | G | 9,062 | $0.00 | D | 0 | I | By GRAT |
| Common Stock, par value $0.025 per shareF1 | Jun 20, 2018 | G | 9,062 | $0.00 | A | 40,074 | I | By Reporting Person's Wife as Trustee of family trust |
| Common Stock, par value $0.025 per shareF2,F3 | Aug 24, 2018 | A | 1,973 | $0.00 | A | 78,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19,062 shares were previously reported as indirectly owned through a grantor retained annuity trust (GRAT) but subsequently have been distributed to Mr. Balk's family Trust of which his wife is Trustee.
- F2Grant of shares of common stock pursuant to dividend equivalent rights under Issuer's Long-Term Incentive Plan. The number of shares of common stock granted was based on the conversion of cash dividend equivalents accumulated.
- F3Includes 59,926 shares of common stock previously reported as indirectly owned through a grantor retained annuity trust (GRAT) but were distributed to Mr. Balk's individual account since the last-filed Form 4 and therefore are now reported as directly owned; also includes 374 shares of common stock acquired pursuant to the Issuer's Employee Stock Purchase Plan since the last-filed Form 4.