SEC Form 4 · accession 0000701374-17-000129
Six Flags Entertainment Corp · SIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance C Balk
Officer — Exec. VP and General Counsel
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.025 per shareF1,F2,F3 | Aug 1, 2017 | S | 48,598 | $57.098 | D | 18,435 | D | |
| Common Stock, par value $0.025 per shareF1,F4 | Aug 1, 2017 | S | 400 | $57.688 | D | 18,035 | D | |
| Common Stock, par value $0.025 per share | Jun 13, 2017 | G | 31,012 | $0.00 | D | 168,988 | I | By GRAT |
| Common Stock, par value $0.25 per share | holding | — | — | — | 31,012 | I | By Reporting Person's Wife as Trustee of family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Lance C. Balk.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $56.68 to $57.64, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 416 shares of common stock acquired pursuant to the Issuer's Employee Stock Purchase Plan since the last-filed Form 4.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $57.68 to $57.71, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.