SEC Form 4 · accession 0000701374-17-000111
Six Flags Entertainment Corp · SIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Reid-Anderson
Officer — Exec. Chairman · Director
Period of report
Jul 18, 2017
Accepted (ET)
Jul 20, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.025 per shareF1 | holding | — | — | — | 3,541,073 | D | ||
| Common Stock, par value $0.025 per share | holding | — | — | — | 157,376 | I | By GRAT | |
| Common Stock, par value $0.025 per share | holding | — | — | — | 140,823 | I | By Reporting Person's Wife as Trustee of family trust UAD 11-15-2013 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $57.01 | Jul 18, 2017 | A | 500,000 | A | — | Jul 18, 2027 | Common Stock, par value $0.025 per share | 500,000 | 500,000 | D |
Explanation of responses
- F1Includes 279 shares of common stock acquired pursuant to the Issuer's Employee Stock Purchase Plan since the last-filed Form 4.
- F2One-fourth of the options will vest on each of the first four anniversaries of July 18, 2017, if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change of control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.