SEC Form 4 · accession 0000701374-16-000407

Six Flags Entertainment Corp · SIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Financial Officer

Period of report

Nov 8, 2016

Accepted (ET)

Nov 9, 2016 · 5:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000701374

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	M	2,572	$27.76	A	88,036	D
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	M	1,792	$34.49	A	89,828	D
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	M	2,060	$37.54	A	91,888	D
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	S	2,572	$57.00	D	89,316	D
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	S	1,792	$57.00	D	87,524	D
Common Stock, par value $0.025 per share^F1	Nov 8, 2016	S	2,060	$57.00	D	85,464	D
Common Stock, par value $0.025 per share^F1	Nov 9, 2016	M	928	$27.76	A	86,392	D
Common Stock, par value $0.025 per share^F1	Nov 9, 2016	M	458	$34.49	A	86,850	D
Common Stock, par value $0.025 per share^F1	Nov 9, 2016	M	440	$37.54	A	87,290	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1,F2	$27.76	Nov 8, 2016	M	2,572	D	—	Aug 24, 2022	Common Stock, par value $0.025 per share	2,572	928	D
Employee Stock Option (Right to Buy)^F1,F3	$34.49	Nov 8, 2016	M	1,792	D	—	Aug 24, 2023	Common Stock, par value $0.025 per share	1,792	2,708	D
Employee Stock Option (Right to Buy)^F1,F4	$37.54	Nov 8, 2016	M	2,060	D	—	Aug 24, 2024	Common Stock, par value $0.025 per share	2,060	5,440	D
Employee Stock Option (Right to Buy)^F1,F2	$27.76	Nov 9, 2016	M	928	D	—	Aug 24, 2022	Common Stock, par value $0.025 per share	928	0	D
Employee Stock Option (Right to Buy)^F1,F3	$34.49	Nov 9, 2016	M	458	D	—	Aug 24, 2023	Common Stock, par value $0.025 per share	458	2,250	D
Employee Stock Option (Right to Buy)^F1,F4	$37.54	Nov 9, 2016	M	440	D	—	Aug 24, 2024	Common Stock, par value $0.025 per share	440	5,000	D

F1The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by W. Marshall Barber.
F2Mr. Barber was granted an option to purchase 14,000 shares (as adjusted for stock split) on August 24, 2012, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
F3Mr. Barber was granted an option to purchase 9,000 shares on August 24, 2013, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
F4Mr. Barber was granted an option to purchase 10,000 shares on August 24, 2014, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Director