SEC Form 4 · accession 0000701374-15-000023
Six Flags Entertainment Corp · SIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Duffey
Officer — Executive VP and CFO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.025 per shareF1,F2 | Feb 18, 2015 | A | 115,000 | $0.00 | A | 751,784 | D | |
| Common Stock, par value $0.025 per shareF3 | Feb 18, 2015 | A | 12,664 | $0.00 | A | 764,448 | D | |
| Common Stock, par value $0.025 per shareF4,F5 | Feb 20, 2015 | S | 51,066 | $46.10 | D | 713,382 | D | |
| Common Stock, par value $0.025 per shareF6 | holding | — | — | — | 16,000 | I | By Reporting Person's Wife as trustee of family trust UAD 11-22-2005 | |
| Common Stock, par value $0.025 per shareF6 | holding | — | — | — | 96,000 | I | By Reporting Person's Wife as trustee of family trust UAD 02-28-2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of stock earned for early achievement under the Issuer's Project 500 Performance Award.
- F2Includes 206 shares of common stock acquired pursuant to the Issuer's Employee Stock Purchase Plan since the last-filed Form 4.
- F3Grant of shares of common stock pursuant to dividend equivalent rights under Issuer's Long-Term Incentive Plan. The number of shares of common stock granted was based on the conversion of cash dividend equivalents accumulated.
- F4The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by John M. Duffey.
- F5The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $45.50 to $47.61, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The Reporting Person disclaims beneficial interest in such shares except to the extent of his pecuniary interest therein.