SEC Form 4 · accession 0001209191-15-030706
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
TCG Financial Services, L.P.
10% Owner
Carlyle Financial Services, Ltd.
10% Owner
Carlyle Group L.P.
10% Owner
Carlyle Group Management L.L.C.
10% Owner
Carlyle Holdings II GP L.L.C.
10% Owner
Carlyle Holdings II L.P.
10% Owner
Period of report
Apr 7, 2014
Accepted (ET)
Apr 1, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value per shareF1 | Apr 7, 2014 | S | 1,391,089 | $20.20 | D | 8,072,006 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Carlyle Financial Services Harbor, L.P. is the record holder of the common shares reported herein. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the shares of common stock owned of record by Carlyle Financial Services Harbor, L.P.