SEC Form 4 · accession 0001127602-19-007303
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agnes Catherine Ngo
Officer — President · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 3,771 | $0.00 | A | 3,771 | D | |
| Common StockF2 | Feb 15, 2019 | A | 11,270 | $0.00 | A | 11,270 | D | |
| Common StockF2 | Feb 15, 2019 | F | 3,625 | $29.83 | D | 7,645 | D | |
| Common StockF4 | Feb 15, 2019 | F | 617 | $29.83 | D | 3,681 | D | |
| Common StockF5 | Feb 15, 2019 | F | 390 | $29.83 | D | 2,375 | D | |
| Common StockF6 | Feb 15, 2019 | F | 358 | $29.83 | D | 3,039 | D | |
| Common Stock | holding | — | — | — | 87,310 | I | Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 | |
| Common Stock | holding | — | — | — | 5,886 | I | CPB Foundation | |
| Common Stock | holding | — | — | — | 3,548 | D | ||
| Common StockF7 | holding | — | — | — | 2,258 | D | ||
| Common Stock | holding | — | — | — | 9,480 | D | ||
| Common StockF8 | holding | — | — | — | 5,767 | D | ||
| Common Stock | holding | — | — | — | 2,714 | I | Robert Hines IRA | |
| Common StockF9 | holding | — | — | — | 2,855 | D | ||
| Common StockF10 | holding | — | — | — | 12,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years
- F10RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
- F22/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.
- F3Shares used to cover taxes for vested shares
- F42/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F52/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F62/15/18 RSU time-based grant. Shares vest evenly over 3 years.
- F7RSUs time-based; granted 2/17/15
- F8RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- F9RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.