SEC Form 4 · accession 0001127602-18-006880
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agnes Catherine Ngo
Officer — President & CEO · Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 3,397 | $0.00 | A | 3,397 | D | |
| Common StockF2 | Feb 15, 2018 | F | 1,634 | $29.44 | D | 3,548 | D | |
| Common StockF3,F2 | Feb 15, 2018 | F | 348 | $29.44 | D | 2,258 | D | |
| Common StockF4,F2 | Feb 15, 2018 | F | 626 | $29.44 | D | 4,298 | D | |
| Common StockF5,F2 | Feb 15, 2018 | F | 351 | $29.44 | D | 2,765 | D | |
| Common Stock | holding | — | — | — | 87,310 | I | Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 | |
| Common Stock | holding | — | — | — | 5,886 | I | CPB Foundation | |
| Common Stock | holding | — | — | — | 9,480 | D | ||
| Common StockF6 | holding | — | — | — | 5,767 | D | ||
| Common Stock | holding | — | — | — | 2,714 | I | Robert Hines IRA | |
| Common StockF7 | holding | — | — | — | 2,855 | D | ||
| Common StockF8 | holding | — | — | — | 12,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12/15/18 RSU time-based grant. Shares vest evenly over 3 years.
- F2Shares used to cover taxes for vested shares
- F3RSUs time-based; granted 2/17/15
- F42/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F52/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F6RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- F7RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
- F8RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.