SEC Form 4 · accession 0001127602-18-006878
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Y Moriwaki
Officer — Executive Vice President, CIO
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 8:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 877 | $0.00 | A | 877 | D | |
| Common StockF2 | Feb 15, 2018 | F | 753 | $29.44 | D | 1,247 | D | |
| Common StockF3,F2 | Feb 15, 2018 | F | 133 | $29.44 | D | 599 | D | |
| Common StockF4,F2 | Feb 15, 2018 | F | 359 | $29.44 | D | 3,831 | D | |
| Common StockF5,F2 | Feb 15, 2018 | F | 162 | $29.44 | D | 909 | D | |
| Common StockF6,F2 | Feb 15, 2018 | F | 103 | $29.44 | D | 702 | D | |
| Common Stock | holding | — | — | — | 1,360 | D | ||
| Common Stock | holding | — | — | — | 552 | I | Lee Moriwaki and Lori Moriwaki Joint | |
| Common StockF7 | holding | — | — | — | 1,044 | D | ||
| Common StockF8 | holding | — | — | — | 3,796 | D | ||
| Common StockF9 | holding | — | — | — | 703 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12/15/18 RSU time-based grant. Shares vest evenly over 3 years.
- F2Shares used to cover taxes for vested shares
- F3RSUs time-based; granted 2/17/15
- F4RSU Grant 2/17/15 with 5-yr vesting schedule. Shares vest in equal increments over 5 years.
- F52/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F62/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F7RSU grant 11/30/12. Outstanding shares as of 2/1/15; vesting: 584 - 5/2/15; 583 - 5/2/16; 584 - 5/2/17
- F8RSU grant on 5/15/14, with 5-year vesting schedule. Shares to vest in equal increments over 5 years.
- F9RSU grant 8/31/11. Outstanding shares as of 2/1/15. Vesting: 583 - 8/31/15; 584 - 8/31/16