SEC Form 4/A · accession 0001127602-18-004724
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Agnes Catherine Ngo
Officer — President & CEO · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 8, 2018 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2018 | A | 5,182 | $0.00 | A | 5,182 | D | |
| Common Stock | holding | — | — | — | 26,967 | I | Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 | |
| Common Stock | holding | — | — | — | 5,886 | I | CPB Foundation | |
| Common Stock | holding | — | — | — | 8,139 | I | Hines & Ngo 2000 Family Trust | |
| Common Stock | holding | — | — | — | 8,497 | I | Hines and Ngo 2000 Family Trust | |
| Common Stock | holding | — | — | — | 4,627 | I | Startup Capital Ventures, LP | |
| Common Stock | holding | — | — | — | 3,188 | I | SVC Management Co. LLC | |
| Common StockF3 | holding | — | — | — | 2,706 | D | ||
| Common StockF4,F5 | holding | — | — | — | 14,275 | D | ||
| Common StockF6 | holding | — | — | — | 5,767 | D | ||
| Common StockF7 | holding | — | — | — | 2,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance period end date of 12/31/17
- F2This is an amendment of the 2/17/15 filing, to report the actual # of shares (PSUs) that will vest on 2/15/18, based on the final performance results.
- F3RSUs time-based; granted 2/17/15
- F4PSUs (Two-thirds of 02/28/14 performance award grant)
- F5RSUs (one-third of 2/28/14 grant) Time Based, whereby shares vest in equal increments over 3 years.
- F6RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- F7RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.