SEC Form 4/A · accession 0001127602-18-004722
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 8, 2018 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2018 | A | 5,182 | $0.00 | A | 5,182 | D | |
| Common Stock | holding | — | — | — | 24,028 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common Stock | holding | — | — | — | 3,188 | I | SCV Management Co, LLC | |
| Common Stock | holding | — | — | — | 4,627 | I | Startup Capital Ventures, LP | |
| Common Stock | holding | — | — | — | 10,000 | I | The Dean Rev Trust, John C Dean and Alice S Dean TTEEs | |
| Common StockF3 | holding | — | — | — | 2,706 | D | ||
| Common Stock | holding | — | — | — | 54,390 | I | The John C Dean Rev Trust | |
| Common StockF4 | holding | — | — | — | 22,114 | D | ||
| Common StockF5 | holding | — | — | — | 5,473 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance period end date of 12/31/17
- F2This is an amendment of the 2/17/15 filing, to report the actual # of shares (PSUs) that will vest on 2/15/18, based on the final performance results.
- F3RSUs time-based; granted 2/17/15
- F4RSU performance-based grant 2/28/14
- F5RSU time-based grant 2/28/14