SEC Form 4 · accession 0001127602-17-018328
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Y Moriwaki
Officer — Executive Vice President, CIO
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | F | 353 | $31.46 | D | 3,796 | D | |
| Common Stock | holding | — | — | — | 1,360 | D | ||
| Common Stock | holding | — | — | — | 552 | I | Lee Moriwaki and Lori Moriwaki Joint | |
| Common StockF3 | holding | — | — | — | 3,135 | D | ||
| Common StockF4 | holding | — | — | — | 1,044 | D | ||
| Common StockF5 | holding | — | — | — | 703 | D | ||
| Common StockF6 | holding | — | — | — | 805 | D | ||
| Common StockF7 | holding | — | — | — | 1,071 | D | ||
| Common StockF8 | holding | — | — | — | 732 | D | ||
| Common StockF9 | holding | — | — | — | 4,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSU grant on 5/15/14, with 5-year vesting schedule. Shares to vest in equal increments over 5 years.
- F2Shares used to cover taxes for vested shares
- F3RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F4RSU grant 11/30/12. Outstanding shares as of 2/1/15; vesting: 584 - 5/2/15; 583 - 5/2/16; 584 - 5/2/17
- F5RSU grant 8/31/11. Outstanding shares as of 2/1/15. Vesting: 583 - 8/31/15; 584 - 8/31/16
- F62/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F72/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F8RSUs time-based; granted 2/17/15
- F9RSU Grant 2/17/15 with 5-yr vesting schedule. Shares vest in equal increments over 5 years.