SEC Form 4 · accession 0001127602-17-018322
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold D Martines
Officer — Executive Vice President
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | F | 247 | $31.46 | D | 2,784 | D | |
| Common StockF3 | holding | — | — | — | 2,187 | D | ||
| Common StockF4 | holding | — | — | — | 3,350 | D | ||
| Common StockF5 | holding | — | — | — | 2,364 | D | ||
| Common StockF6 | holding | — | — | — | 1,384 | I | Spouse | |
| Common StockF7 | holding | — | — | — | 818 | D | ||
| Common StockF8 | holding | — | — | — | 794 | D | ||
| Common StockF9 | holding | — | — | — | 815 | I | Spouse | |
| Common StockF10 | holding | — | — | — | 952 | I | Spouse | |
| Common StockF11 | holding | — | — | — | 652 | D | ||
| Common Stock | holding | — | — | — | 5,239 | D | ||
| Common Stock | holding | — | — | — | 3,859 | I | Spouse | |
| Common Stock | holding | — | — | — | 78 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSU grant on 5/15/14, with 5-year vesting schedule. Shares to vest in equal increments over 5 years.
- F105/2/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F11RSUs time-based; granted 2/17/15
- F2Shares used to cover taxes for vested shares
- F3RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F4RSUs time-based grant 11/15/16; 5-year step vesting
- F5RSU grant 5/2/11. Outstanding shares as of 6/1/14. 1,810 shares to vest 5/2/15 and 1,810 shares to vest 5/2/16.
- F6RSU grant 5/2/11 outstanding shares as of 6/1/14. Vesting: 1,210 - 5/2/15 and 1,210 - 5/2/16
- F72/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F82/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F9RSU grant; 3-year time-based vesting, in which 1/3 will vest each year.