SEC Form 4 · accession 0001127602-17-011818
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | S | 100 | $30.68 | D | 64,587 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.69 | D | 64,387 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 800 | $30.70 | D | 63,587 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 134 | $30.71 | D | 63,453 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 600 | $30.72 | D | 62,853 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.73 | D | 62,653 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 759 | $30.74 | D | 61,894 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 500 | $30.75 | D | 61,394 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 141 | $30.76 | D | 61,253 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 300 | $30.77 | D | 60,953 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.78 | D | 60,753 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 600 | $30.79 | D | 60,153 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 542 | $30.80 | D | 59,611 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 503 | $30.81 | D | 59,108 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 1,088 | $30.82 | D | 58,020 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 1,248 | $30.83 | D | 56,772 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 145 | $30.84 | D | 56,627 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.86 | D | 56,427 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.87 | D | 56,327 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.91 | D | 56,227 | I | The John C Dean Rev Trust |
| Common Stock | Mar 15, 2017 | S | 100 | $31.00 | D | 56,127 | I | The John C Dean Rev Trust |
| Common Stock | Mar 15, 2017 | S | 100 | $31.01 | D | 56,027 | I | The John C Dean Rev Trust |
| Common Stock | Mar 15, 2017 | S | 100 | $30.97 | D | 55,927 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,341 | D | ||
| Common StockF3 | holding | — | — | — | 18,268 | D | ||
| Common StockF4 | holding | — | — | — | 3,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14