SEC Form 4 · accession 0001127602-17-011816
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | S | 100 | $30.31 | D | 73,965 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.32 | D | 73,865 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.34 | D | 73,765 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.36 | D | 73,665 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 700 | $30.41 | D | 72,965 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 110 | $30.42 | D | 72,855 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 258 | $30.43 | D | 72,597 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 800 | $30.44 | D | 71,797 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 500 | $30.45 | D | 71,297 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 1,118 | $30.46 | D | 70,179 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 800 | $30.47 | D | 69,379 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 600 | $30.48 | D | 68,779 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 540 | $30.49 | D | 68,239 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 600 | $30.50 | D | 67,639 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 604 | $30.51 | D | 67,035 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.52 | D | 66,935 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 400 | $30.53 | D | 66,535 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 600 | $30.54 | D | 65,935 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 350 | $30.56 | D | 65,585 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.60 | D | 65,485 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $30.61 | D | 65,385 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.64 | D | 65,185 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.65 | D | 64,985 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 98 | $30.66 | D | 64,887 | I | The John C Dean Rev Trust |
| Common Stock | Mar 14, 2017 | S | 200 | $30.67 | D | 64,687 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,341 | D | ||
| Common StockF3 | holding | — | — | — | 18,268 | D | ||
| Common StockF4 | holding | — | — | — | 3,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14