SEC Form 4 · accession 0001127602-17-011680
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | S | 637 | $30.81 | D | 78,632 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 600 | $30.82 | D | 78,032 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 175 | $30.93 | D | 77,857 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 205 | $30.77 | D | 77,652 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 405 | $30.76 | D | 77,247 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 400 | $30.78 | D | 76,847 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 132 | $30.83 | D | 76,715 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 100 | $30.71 | D | 76,615 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 100 | $30.74 | D | 76,515 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 448 | $30.84 | D | 76,067 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 500 | $30.85 | D | 75,567 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 476 | $30.86 | D | 75,091 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 668 | $30.87 | D | 74,423 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 258 | $30.96 | D | 74,165 | I | The John C Dean Rev Trust |
| Common Stock | Mar 13, 2017 | S | 100 | $30.89 | D | 74,065 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,341 | D | ||
| Common StockF3 | holding | — | — | — | 18,268 | D | ||
| Common StockF4 | holding | — | — | — | 3,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14