SEC Form 4 · accession 0001127602-17-011281
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | S | 120 | $31.19 | D | 85,337 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 303 | $31.15 | D | 85,034 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 100 | $31.18 | D | 84,934 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 300 | $31.21 | D | 84,634 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 200 | $31.16 | D | 84,434 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 100 | $31.27 | D | 84,334 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 176 | $31.23 | D | 84,158 | I | The John C Dean Rev Trust |
| Common Stock | Mar 9, 2017 | S | 200 | $31.20 | D | 83,958 | I | The John C Dean Rev Trust |
| Common Stock | Mar 10, 2017 | S | 100 | $31.01 | D | 83,858 | I | The John C Dean Rev Trust |
| Common Stock | Mar 10, 2017 | S | 100 | $31.00 | D | 83,758 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,341 | D | ||
| Common StockF3 | holding | — | — | — | 18,268 | D | ||
| Common StockF4 | holding | — | — | — | 3,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14