SEC Form 4 · accession 0001127602-17-009196
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | F | 1,385 | $31.58 | D | 18,268 | D | |
| Common StockF3 | Feb 28, 2017 | F | 626 | $31.58 | D | 3,439 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF4 | holding | — | — | — | 8,122 | D | ||
| Common StockF5 | holding | — | — | — | 2,341 | D | ||
| Common Stock | holding | — | — | — | 88,487 | I | The John C Dean Rev Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSU performance-based grant 2/28/14
- F2Shares exercised to cover taxes on vested shares
- F3RSU time-based grant 2/28/14
- F4RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F5RSUs time-based; granted 2/17/15