SEC Form 4 · accession 0001127602-17-006704
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agnes Catherine Ngo
Officer — President & CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | A | 3,116 | $0.00 | A | 3,116 | D | |
| Common Stock | holding | — | — | — | 81,946 | I | Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 | |
| Common Stock | holding | — | — | — | 5,886 | I | CPF Foundation | |
| Common StockF2 | holding | — | — | — | 8,122 | D | ||
| Common StockF3 | holding | — | — | — | 4,924 | D | ||
| Common StockF4 | holding | — | — | — | 2,606 | D | ||
| Common Stock | holding | — | — | — | 9,480 | D | ||
| Common StockF5 | holding | — | — | — | 5,767 | D | ||
| Common Stock | holding | — | — | — | 2,714 | I | Robert Hines IRA | |
| Common StockF6 | holding | — | — | — | 2,855 | D | ||
| Common StockF7 | holding | — | — | — | 13,227 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
- F2RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F32/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
- F4RSUs time-based; granted 2/17/15
- F5RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
- F6RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
- F7RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.