SEC Form 4 · accession 0001127602-16-069646
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | S | 541 | $31.73 | D | 56,888 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 13 | $31.72 | D | 56,875 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 297 | $31.70 | D | 56,578 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 460 | $31.69 | D | 56,118 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 701 | $31.68 | D | 55,417 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 202 | $31.67 | D | 55,215 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 323 | $31.66 | D | 54,892 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 500 | $31.65 | D | 54,392 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 1,409 | $31.64 | D | 52,983 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 211 | $31.63 | D | 52,772 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 100 | $31.62 | D | 52,672 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 10 | $31.61 | D | 52,662 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 400 | $31.60 | D | 52,262 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 562 | $31.59 | D | 51,700 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 200 | $31.58 | D | 51,500 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 300 | $31.57 | D | 51,200 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 900 | $31.56 | D | 50,300 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 200 | $31.55 | D | 50,100 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 100 | $31.52 | D | 50,000 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common Stock | holding | — | — | — | 88,487 | I | The John C Dean Rev Trust | |
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14