SEC Form 4 · accession 0001127602-16-069644
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | S | 100 | $31.92 | D | 61,309 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 2 | $31.91 | D | 61,307 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 200 | $31.90 | D | 61,107 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 500 | $31.89 | D | 60,607 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 31 | $31.88 | D | 60,576 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 205 | $31.87 | D | 60,371 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 99 | $31.86 | D | 60,272 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 108 | $31.85 | D | 60,164 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 216 | $31.84 | D | 59,948 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 400 | $31.83 | D | 59,548 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 499 | $31.82 | D | 59,049 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 400 | $31.81 | D | 58,649 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 300 | $31.80 | D | 58,349 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 100 | $31.79 | D | 58,249 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 100 | $31.78 | D | 58,149 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 100 | $31.77 | D | 58,049 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 200 | $31.76 | D | 57,849 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 120 | $31.75 | D | 57,729 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Dec 9, 2016 | S | 300 | $31.74 | D | 57,429 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common Stock | holding | — | — | — | 88,487 | I | The John C Dean Rev Trust | |
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14