SEC Form 4 · accession 0001127602-16-068433
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 25, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | S | 500 | $30.25 | D | 98,161 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 200 | $30.26 | D | 97,961 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 600 | $30.28 | D | 97,361 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 204 | $30.29 | D | 97,157 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 815 | $30.31 | D | 96,342 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 464 | $30.32 | D | 95,878 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 600 | $30.034 | D | 95,278 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 800 | $30.35 | D | 94,478 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 655 | $30.36 | D | 93,823 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 1,176 | $30.37 | D | 92,647 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 760 | $30.38 | D | 91,887 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 208 | $30.39 | D | 91,679 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 600 | $30.40 | D | 91,079 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 206 | $30.41 | D | 90,873 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 400 | $30.42 | D | 90,473 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 400 | $30.43 | D | 90,073 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 374 | $30.44 | D | 89,699 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 712 | $30.45 | D | 88,987 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 200 | $30.47 | D | 88,787 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 100 | $30.48 | D | 88,687 | I | The John C Dean Rev Trust |
| Common Stock | Nov 23, 2016 | S | 200 | $30.49 | D | 88,487 | I | The John C Dean Rev Trust |
| Common Stock | holding | — | — | — | 62,109 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 | |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14