SEC Form 4 · accession 0001127602-16-068431
CENTRAL PACIFIC FINANCIAL CORP · CPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Officer — Executive Chair · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 25, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | S | 100 | $30.26 | D | 75,773 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 400 | $30.28 | D | 75,373 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 400 | $30.29 | D | 74,973 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 1,535 | $30.30 | D | 73,438 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 2,200 | $30.31 | D | 71,238 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 568 | $30.32 | D | 70,670 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 435 | $30.33 | D | 70,235 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 1,900 | $30.34 | D | 68,335 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 500 | $30.35 | D | 67,835 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 320 | $30.36 | D | 67,515 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 100 | $30.37 | D | 67,415 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 23, 2016 | S | 109 | $30.38 | D | 67,306 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 300 | $30.25 | D | 67,006 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 589 | $30.26 | D | 66,417 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 150 | $30.27 | D | 66,267 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 200 | $30.28 | D | 66,067 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 200 | $30.29 | D | 65,867 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 700 | $30.30 | D | 65,167 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 200 | $30.31 | D | 64,967 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 200 | $30.32 | D | 64,767 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 1,800 | $30.33 | D | 62,967 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 558 | $30.34 | D | 62,409 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 100 | $30.35 | D | 62,309 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common Stock | Nov 25, 2016 | S | 200 | $30.38 | D | 62,109 | I | MSSB C/F John C. Dean Roth Converted IRA 112-156064-086 |
| Common StockF1 | holding | — | — | — | 8,122 | D | ||
| Common StockF2 | holding | — | — | — | 2,706 | D | ||
| Common Stock | holding | — | — | — | 88,487 | I | The John C Dean Rev Trust | |
| Common StockF3 | holding | — | — | — | 19,653 | D | ||
| Common StockF4 | holding | — | — | — | 4,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
- F2RSUs time-based; granted 2/17/15
- F3RSU performance-based grant 2/28/14
- F4RSU time-based grant 2/28/14